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February 3, 2022 – Page 2 – rdspinvestments

February 3, 2022

SRDX

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:30:18 SRDX Surmodics Inc NASDAQ LUDP 02/03/2022 09:30:18 09:40:38

AGOX

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:33:11 AGOX Adaptive Alpha Opportunities ETF NYSE Arca M 02/03/2022 09:43:11 09:43:11

PCTTU

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:32:18 PCTTU PureCycle Technologies, Inc Ut NASDAQ LUDP 02/03/2022 09:32:18 09:42:18

MTEK

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:44:46 MTEK Maris-Tech Ltd. Ord Sh NASDAQ LUDP 02/03/2022 09:44:46 09:49:46

NVX

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:33:26 NVX NOVONIX Limited ADS NASDAQ LUDP 02/03/2022 09:33:26 09:38:26

PCTTU

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:32:18 PCTTU PureCycle Technologies, Inc Ut NASDAQ LUDP 02/03/2022 09:32:18 09:42:18

SRDX

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:30:18 SRDX Surmodics Inc NASDAQ LUDP 02/03/2022 09:30:18 09:40:38

NVX

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:33:26 NVX NOVONIX Limited ADS NASDAQ LUDP 02/03/2022 09:33:26 09:38:26

AGOX

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 09:33:11 AGOX Adaptive Alpha Opportunities ETF NYSE Arca M 02/03/2022 09:43:11 09:43:11

VMAC

Halt Date Halt Time Issue Symbol Issue Name Market Reason Code Pause Threshold Price Resumption Date Resumption Quote Time Resumption Trade Time
02/03/2022 11:02:39 VMAC Vistas Media Acq Class A Cmn NASDAQ LUDP 02/03/2022 11:02:39 11:12:39
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